Bonus · checklist

Driver Qualification File checklist

The DOT audit list. Miss one = fail.

Per driver, kept for 3 years after separation

  • Application for employment (49 CFR 391.21) — signed
  • MVR pulled at hire (within 30 days)
  • MVR pulled annually thereafter
  • Employment history verification — last 3 years, in writing
  • Medical Examiner's Certificate (DOT physical) — current
  • Medical examiner listed on National Registry (verify)
  • Road test certificate OR CDL equivalency in lieu
  • Certificate of driver's road test (Form MCS-91) if road tested
  • Annual review of driving record — documented, signed
  • List of violations for the prior 12 months — driver-signed
  • Entry-level driver training certificate (if applicable)

Drug & alcohol program (separate file)

  • Pre-employment drug test — negative result received before dispatch
  • Enrollment in a DOT-compliant consortium (random pool)
  • Clearinghouse query — pre-employment full query with driver consent
  • Annual Clearinghouse limited query
  • Written drug & alcohol policy signed by driver

Also required, company-wide

  • DOT number displayed on both truck doors, legible from 50 ft
  • Accident register maintained for 3 years
  • Vehicle maintenance file per truck (PMs, DVIRs, annual inspection)

A DOT compliance audit will ask for any driver at random. Missing one item = a violation per item, per driver. Get this right on day one.